3+ day, 21+ hour ago   (841+ words) Two years after the board of directors at LPL Financial Holdings Inc. fired him, Dan Arnold, LPL’s second CEO as a public company, is returning to the wealth management industry, this time to help lead a relative newcomer, Stirlingshire, in…...

1+ week, 4+ day ago   (862+ words) Three wealth management firms have announced the addition of breakaway advisor teams collectively overseeing more than $945 million in client assets. Advisors Ryan Lewis, Dan Hocking and Steve Braatz have affiliated with Linsco by LPL Financial, LPL Financial's employee-model channel, to…...

2+ week, 1+ hour ago   (516+ words) The new unit, announced August 31, brings together specialists in estate planning, tax strategy, business succession, asset protection, wealth transfer, and multigenerational legacy planning under one roof. It will serve advisors across both the Sowell Management platform and Cache River Private…...

2+ week, 4+ day ago   (565+ words) Two of the industry's largest independent broker-dealers announced advisor recruitment wins this week, with LPL Financial and Raymond James Financial Services together adding practices overseeing approximately $470 million in client assets. Pat Gilbert and James Gilbert, the father-son duo behind Preferred…...

2+ week, 5+ day ago   (535+ words) LPL has hired away a seasoned tech executive from Wells Fargo, adding another senior technology leader to a bench it has been steadily refining since 2024 as it touts continuing efforts to enhance its digital and AI infrastructure for advisors. On…...

2+ week, 6+ day ago   (305+ words) LPL Financial has recruited Conte Wealth Advisors, LLC, a Camp Hill, Pennsylvania-based firm managing approximately $1.6 billion in advisory, brokerage, and retirement plan assets, marking one of the larger team moves to hit the independent broker-dealer space this week. Conte Wealth…...

3+ week, 51+ min ago   (889+ words) Canada and the United States failed to reach a trade agreement late Friday, triggering 50% tariffs on roughly $20 billion worth of Canadian goods and setting the stage for a retaliatory response that economists warn could ripple through cross-border supply chains and…...

3+ week, 5+ day ago   (412+ words) A handful of advisor teams shifted affiliations this week, with moves touching LPL Financial, Cetera Financial Group, Raymond James, and NewEdge Wealth. LPL Financial added Chris Stockton, a CEPA-designated advisor who joins from Edward Jones with approximately $160 million in advisory,…...